Practical, straightforward guidance and implementation for regulated entities and those seeking registration.
Contact Us →Whether you’re an entrepreneur just getting started, General Counsel or Chief Compliance Officer at a growing company, or a Portfolio Manager who’s been at this for decades, our regulatory compliance services will give you peace of mind. Get practical, business-focused advice and implementation services from a team that’s been there, done that.
Too often, the “experts” have never actually worked in the industry. They have excellent theoretical knowledge but they don’t understand the true challenges of running an investment business. Or, you may have found that your work is not actually done by the experienced expert who brought you in as a client, but by a junior with little experience. You pay a lot but you don’t get clear, actionable answers and your issues drag on.
When you’re facing an audit, or are in the middle of a transaction or growth plan, you cannot afford to wait for answers. You need practical, business focused answers fast.
Expensive policies and procedures that just collect dust are of little use. You need a solution that’s catered to your business needs that goes beyond the jargon and theories to implementable ideas. Our team bridges the gap.
To a hammer, everything is a nail. Some practices are too narrow to handle the wider gamut of compliance needs. You need a solution that can zoom in to the details of your business cycle, as well as zoom out to the wider industry norms.
We’ve been in the trenches in real companies, ranging from shiny new fintech startups to Canada’s oldest and most well-established financial institutions. We are former Chief Compliance Officers and General Counsels, and we work with a wide network of independent consultants. We aren’t here to give theoretical advice, but real practical answers.
We believe technology can be a part of the solution in helping you move quickly, get compliant, and focus on your business. We can help you implement practical solutions.
We are leaders in this field. Our team leads the industry with their ideas, influence, and impact. We are up to date with the latest happening in the field and can see hurdles before they block you in the future.
Your genius zone is what you are really good at. Our genius zone is solving complex regulatory problems in practical, efficient ways. Your genius zone is probably building businesses or making money for your clients. So why are you spending your time on regulatory issues? Spend too much time outside of your genius zone and it starts to suffer. We can help get you back to doing what you do best.
We offer regulatory compliance peace-of-mind. We provide a full suite of compliance consulting services, from initial design and registration to ongoing maintenance, personnel solutions, and complex problem-solving.
Working closely with our legal counsel practice area, we are staffed by experienced professionals who have worked in the trenches in executive compliance and risk capacity at leading institutions, including regulated crypto, money services businesses, IIROC dealers, portfolio management and investment fund management.
We can handle all aspects of registration, including drafting and implementation of policies and procedures manuals, client disclosures, business planning, arrangement of Financial Institution Bonding, communications with regulators, and more.
On an ongoing basis Renno & Co provides regulatory updates, reviews of regulatory materials, daily, weekly, monthly, quarterly and annual reviews and reposing, regulatory audit support, registration, and more. We can also provide outsourced compliance officer support, mandatory training programs, and a full suite of AML and ATF support services.
We can be your trusted partner when you have a complex problem to solve. Ranging from regulatory enforcement, client complaints, internal investigations, and virtually anything else that could arise, we have the experience and expertise to bring any challenging situation to a satisfying outcome.
Noah Billick leads our Compliance practice. Noah has more than 15 years of experience in the investment management industry. He has worked in a wide variety of businesses, ranging from single-advisor companies to integrated Securities Dealers to digital-only fintech platforms. Noah has broad operational experience and has been a licensed portfolio manager, Chief Operating Officer, has recruited advisors, and has led acquisition and divestiture transactions of regulated entities. His advice is practical, effective, and grounded in his experience.